These Terms of Service (“Terms”) constitute a legally binding contract between Blue Ocean Consulting LLC and the business entity accessing our consulting services or native-AI compliance platform, Compass (“User” or “Client”). By logging into our environment or scheduling advisory services, you accept these terms in full.
Blue Ocean Consulting LLC provides specialized broker-dealer, RIA, and digital asset compliance advisory services alongside a proprietary GRC software system (“Compass”).
Licensing Model: The platform is licensed on a non-exclusive, non-transferable, subscription-based framework.
Usage Scope: Access is limited strictly to internal corporate auditing, automated policy tracking, and regulatory file preparation.
| Category | Ownership & Rights |
| Blue Ocean Consulting LLC | Retains exclusive ownership of all underlying source code, algorithmic tracking logic, UX interfaces, visual configurations, training workflows, and proprietary materials within the Compass AI system. |
| Client / User | Retains sole ownership over raw input files, ingested written supervisory procedures (WSPs), and localized data logs. |
Subscriptions auto-renew according to the parameters specified in your active service contract:
Payment Terms: Failure to settle outstanding balances within 15 calendar days of the invoice date will result in immediate suspension of Compass platform access.
Cancellation: Clients may cancel subscriptions at any point; however, prepaid allocations are non-refundable.
Our consulting insights and AI-generated outputs provide expert strategic guidance but do not constitute formal legal opinions.
Important Notice: The final, ultimate legal accountability for maintaining compliance with FINRA, SEC, and FinCEN rules remains exclusively with the client’s corporate ownership and registered Chief Compliance Officer (CCO). Blue Ocean Consulting LLC denies all liability for regulatory enforcement actions or financial losses resulting from operational management decisions.
