Ongoing compliance leadership for fintechs not ready to support a full-time senior CCO. We serve as your embedded compliance executive, owning the program, managing regulators and bank partners, and reporting to your board.
For fintechs launching a product, entering a bank partnership, or facing their first serious diligence request: a complete compliance management system, built from scratch and right-sized to your stage.
End-to-end support for every entity that shows up asking questions state examiners, the CFPB, your sponsor bank's oversight team, or an investor's diligence process
Structured compliance reporting to boards, senior management, and bank partners , the oversight documentation regulators and sponsor banks expect to see.
Retainer-based advisory for the questions that come up between board meetings new products, new states, new rules.
Designated BSA/AML Officer services for fintechs with money movement, lending, or account programs. Program oversight built to satisfy your sponsor bank's expectations and FinCEN requirements.
