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Request a Demo
  • Request a demo

See Compass in action

A working compliance program, governed by intelligence — in a 30-minute walkthrough.
  • What the 30 minutes covers

Not a slide deck the platform, running

We walk the full loop on a live program, end to end, in half an hour:
  • Connect — the sources we ingest: email / IM, trading, CRM, procedures, surveillance, relevant rules and filings.
  • Monitor & Detect — AI watching activity against your business model, with anomalies risk-scored and explained.
  • Act — review, attest, escalate, or resolve in-app, on your own written supervisory procedures.
  • Prove — the exam request list, deficiency response, and audit trail generated as you work.

Who should be on the call

This walkthrough is built for the people who sign the attestations: chief compliance officers, firm owners and principals, general counsel, and heads of supervision at broker-dealers, registered investment advisers, dual registrants, and fintech/MSBs. Bring the obligation you are least comfortable defending in an exam we will run it through the platform on the call. Nothing to install, no data required in advance.

Request a live demo

Tell us about your firm and we will tailor the walkthrough to your registration and rule set.